Job Description
Join our award-winning team as a Compliance Officer with comprehensive paid training! We're seeking motivated professionals in Milwaukee to ensure regulatory adherence while building expertise in financial compliance frameworks. Enjoy a structured 12-week training program covering FINRA regulations, SEC guidelines, and internal controls. Perfect for career-changers or recent graduates seeking hands-on experience in a supportive environment. Our competitive benefits package includes health insurance, 401k matching, and career advancement opportunities.
Responsibilities
- Monitor regulatory changes and implement compliance procedures
- Conduct internal audits and risk assessments
- Prepare compliance reports for senior management
- Train staff on regulatory requirements
- Manage compliance documentation and records
- Collaborate with legal and audit departments
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Strong attention to detail and analytical skills
- Basic understanding of financial regulations (FINRA/SEC)
- Proficiency in Microsoft Office Suite
- Excellent written and verbal communication
- Ability to work independently and as part of a team
- Willingness to complete paid training program