Job Description
Are you looking to launch a stable and impactful career in the financial sector? Stockton Financial Solutions is actively seeking a driven Compliance Officer to join our dynamic team. We are proud to offer a pathway into the industry for candidates who are eager to learn and demonstrate integrity.
Why You Should Apply:
- Zero Experience Required: We provide comprehensive on-the-job training and mentorship for new hires.
- Career Growth: A clear trajectory for advancement within a reputable organization.
- Competitive Pay: A salary range that reflects the value we place on accuracy and diligence.
We are looking for motivated individuals who possess a sharp eye for detail and a strong moral compass. If you are ready to start a meaningful career in compliance, we invite you to apply today.
Responsibilities
- Monitor regulatory updates at the state and federal levels to ensure organizational adherence.
- Conduct internal compliance audits and prepare detailed audit reports for executive leadership.
- Assist in the development, review, and distribution of company policies and standard operating procedures.
- Provide training and guidance to staff members regarding regulatory requirements and ethical standards.
- Investigate potential policy violations and recommend corrective measures to mitigate risk.
- Maintain organized and accurate records of all compliance documentation and training logs.
- Collaborate with legal and operations teams to ensure seamless implementation of compliance protocols.
Qualifications
- High school diploma or GED required; a Bachelor’s degree in Business, Finance, or Law is preferred.
- No prior compliance experience is necessary. We value potential and attitude over past history.
- Strong attention to detail with the ability to identify discrepancies in data.
- Proficiency in Microsoft Office Suite (Word, Excel, Outlook) and basic data entry skills.
- Excellent verbal and written communication skills.
- Able to work independently as well as part of a collaborative team environment.
- Strong ethical standards and a professional demeanor.