Job Description
Join our dynamic team at Global Financial Services Inc. as a Compliance Officer in the heart of New Orleans! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks in our fast-paced financial services environment. This is your opportunity to make an immediate impact in a role offering competitive compensation, comprehensive benefits, and career growth. Start tomorrow in a position where your expertise drives organizational integrity and success.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., BSA, AML, OFAC) to ensure full compliance
- Conduct internal audits and risk assessments across banking operations
- Develop/update compliance policies and procedures for new products/services
- Train staff on regulatory requirements and compliance protocols
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports for FINRA, SEC, and state authorities
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of banking regulations (Regulations CC, E, Z, etc.)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Advanced proficiency in MS Office and compliance software
- Ability to prioritize multiple deadlines in a regulated environment
- Strong written/verbal communication skills