Job Description
Are you a strategic thinker with a passion for regulatory excellence? Lubbock Financial Compliance Partners is seeking a dedicated Compliance Officer to join our dynamic team in Lubbock, Texas. In this pivotal role, you will ensure our organization adheres to all relevant laws and internal policies, mitigating risk while driving operational integrity.
We offer a competitive benefits package, including health insurance, a 401(k) retirement plan, and professional development opportunities. If you are ready to make a tangible impact in a growing financial hub, we want to hear from you.
Responsibilities
- Program Development: Design, implement, and oversee comprehensive compliance programs to ensure alignment with federal and state regulations.
- Risk Assessment: Conduct regular audits of financial records and internal processes to identify potential compliance gaps and risks.
- Regulatory Monitoring: Stay abreast of changes in compliance laws, industry standards, and regulatory updates to advise leadership accordingly.
- Training & Education: Conduct training sessions for staff to foster a culture of compliance and ethical behavior.
- Investigation: Investigate internal complaints and suspected violations, preparing detailed reports for senior management.
- Vendor Management: Assess the compliance posture of third-party vendors and service providers.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field (Master’s degree preferred).
- Experience: Minimum of 3-5 years of progressive experience in compliance, auditing, or risk management.
- Knowledge: In-depth understanding of Texas state laws and federal financial regulations.
- Skills: Strong analytical skills with the ability to interpret complex regulatory requirements.
- Communication: Excellent verbal and written communication skills for reporting and training purposes.
- Attention to Detail: A meticulous approach to reviewing documentation and data.