Job Description
Join a Premier Financial Firm in Philadelphia
Horizon Compliance Solutions is seeking a detail-oriented and analytical Compliance Officer to join our dynamic team. We are committed to fostering talent and offer comprehensive paid training to ensure you are fully equipped to navigate the complex landscape of financial regulations.
In this pivotal role, you will act as the guardian of our integrity, ensuring that all operations adhere to local, state, and federal laws. If you are driven by regulatory excellence and looking for a stable career with a clear path for growth, we want to meet you.
Responsibilities
- Monitor Regulatory Compliance: Oversee daily operations to ensure adherence to AML (Anti-Money Laundering), KYC (Know Your Customer), and other financial regulations.
- Risk Assessment: Conduct thorough internal audits and risk assessments to identify potential vulnerabilities in our compliance framework.
- Policy Development: Develop, implement, and update internal compliance policies and procedures to mitigate risk and ensure legal conformity.
- Investigation & Reporting: Investigate potential policy breaches and prepare detailed compliance reports for senior management and regulatory bodies.
- Staff Training: Conduct training sessions to educate employees on compliance standards, ethical behavior, and regulatory updates.
- Vendor Management: Assess third-party vendors to ensure they meet our strict compliance standards.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field is required.
- Training: Candidates must be willing to participate in our paid training program to gain specialized industry knowledge.
- Experience: 1-3 years of experience in compliance, risk management, or auditing is preferred.
- Knowledge: Strong understanding of OFAC regulations, USA PATRIOT Act, and other financial compliance standards.
- Skills: Excellent analytical skills, attention to detail, and the ability to interpret complex regulations.
- Communication: Superior verbal and written communication skills with the ability to present complex information clearly.