Job Description
Join our dynamic team as a Compliance Officer in Jacksonville, FL and make an immediate impact! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our financial operations. This urgent opening offers rapid onboarding and the opportunity to shape compliance frameworks in a growing organization.
Why Join Us? Enjoy competitive compensation, comprehensive benefits, and a supportive culture where your expertise is valued. Work in a state-of-the-art facility with flexible scheduling options. Apply today and start your career with us tomorrow!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and documentation for management review
- Train staff on compliance policies and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Stay updated on regulatory changes and advise on implementation strategies
- Collaborate with legal and executive teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Certified Compliance & Ethics Professional (CCEP) designation a plus
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software and Microsoft Office Suite
- Excellent written/verbal communication skills
- Ability to prioritize tasks in a fast-paced environment