Job Description
Join our dynamic team as a Compliance Officer with unprecedented schedule flexibility! Apex Financial Solutions is seeking a detail-oriented professional to ensure regulatory adherence while enjoying customizable work hours. This hybrid role balances in-office collaboration with remote work options, perfect for work-life integration. You'll safeguard our organization's integrity through rigorous monitoring of policies, procedures, and regulatory changes.
Why Choose Apex?
- Premium benefits package including health, dental, and retirement plans
- Tuition reimbursement for professional certifications
- Collaborative culture focused on growth and innovation
Responsibilities
- Develop, implement, and monitor compliance programs across all departments
- Conduct regular risk assessments and internal audits
- Stay current with federal/state regulations (SEC, FINRA, etc.)
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal counsel on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- Certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency with compliance software and MS Office Suite
- Ability to work independently with minimal supervision