Job Description
Join our dynamic compliance team in Chandler, AZ, where we value work-life balance and expertise. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying flexible scheduling. This hybrid role offers 20-25 hours/week with remote options. Help us maintain industry-leading standards in financial services compliance.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across departments
- Prepare detailed compliance reports for executive leadership
- Train staff on regulatory requirements and best practices
- Manage compliance documentation and record-keeping systems
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent written communication and documentation skills
- Proficiency with compliance software (e.g., Certent, ComplyAdvantage)
- Certified Compliance & Ethics Professional (CCEP) preferred