Job Description
Join our dynamic compliance team at Global Financial Partners and enjoy the perfect work-life balance with our flexible hours policy! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while maintaining a schedule that fits your lifestyle. This hybrid role combines remote flexibility with collaborative in-office days in our Boston headquarters. You'll play a critical role in safeguarding our operations while advancing your career in one of America's most vibrant financial hubs.
Our commitment to employee well-being includes competitive benefits, professional development stipends, and a culture that values autonomy. If you're passionate about regulatory excellence and seek professional freedom, this opportunity is tailored for you.
Responsibilities
- Monitor and interpret evolving federal/state regulations (SEC, FINRA, MA DOL) ensuring operational compliance
- Conduct risk assessments and develop mitigation strategies for financial products and services
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Coordinate internal audits and corrective action implementation
- Train staff on compliance protocols and regulatory updates
- Manage compliance documentation and retention systems
- Collaborate with legal and risk management teams on cross-functional initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or fintech
- Strong knowledge of MA state and federal regulatory frameworks
- Relevant certifications (CRCM, CCEP, CAMS) highly valued
- Exceptional analytical skills with attention to detail
- Proven ability to work independently with flexible scheduling
- Excellent written/verbal communication skills
- Proficiency in compliance software (e.g., OnBase, Compliance 360)