Job Description
Join Global Compliance Partners as a part-time Compliance Officer with flexible scheduling options. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This hybrid role (3 days in-office, 2 remote) offers autonomy in scheduling while supporting our financial services clients. Enjoy competitive compensation, comprehensive training, and a collaborative environment focused on professional growth.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, State Securities) and update compliance policies
- Conduct risk assessments and internal audits for client portfolios
- Prepare compliance reports for senior management and regulatory bodies
- Train staff on regulatory requirements and ethical standards
- Manage compliance documentation and record-keeping systems
- Investigate and resolve compliance breaches with corrective actions
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- CRCM, CAMS, or CCEP certification preferred
- Strong knowledge of FINRA rules and SEC regulations
- Exceptional attention to detail and analytical skills
- Proficient in compliance software (e.g., Smartsheet, Compliance.ai)
- Ability to work independently with flexible scheduling