Job Description
Join our dynamic team as a Compliance Officer where flexibility meets professional growth! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying a work-life balance through flexible scheduling. This hybrid role combines remote work options with collaborative office days, allowing you to optimize your productivity.
At Financial Integrity Partners, we value integrity and innovation. You'll safeguard our organization's compliance framework in the financial services sector, working with cutting-edge tools and a supportive team. Enjoy competitive benefits including health insurance, retirement plans, and professional development opportunities.
Responsibilities
- Develop, implement, and monitor compliance programs to align with federal regulations (FINRA, SEC, etc.)
- Conduct risk assessments and internal audits across financial operations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory changes and compliance protocols
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams to ensure consistent standards
- Stay updated on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical skills with attention to detail
- Certified Compliance & Ethics Professional (CCEP) designation required
- Proven ability to work independently with flexible scheduling
- Exceptional communication and documentation abilities
- Proficiency in compliance software (e.g., MetricStream, RSA Archer)