Job Description
Join our award-winning compliance team as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying work-life balance through customizable hours. Ideal for parents, students, or career changers needing adaptable arrangements.
Why Join Us?
- Premium benefits package including remote work options
- Industry-leading compliance training and certification support
- Collaborative culture focused on professional growth
- Competitive salary with quarterly performance bonuses
Responsibilities
- Monitor regulatory changes and implement compliance procedures
- Conduct internal audits and risk assessments
- Develop training programs for staff on compliance protocols
- Investigate and resolve compliance violations
- Prepare detailed regulatory reports for management
- Collaborate with legal and business departments
- Maintain compliance documentation systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and CA state regulations
- Excellent analytical and problem-solving skills
- Certification (CRCM, CCEP, or equivalent) preferred
- Proficient in compliance software (e.g., RSA Archer, LogicGate)
- Ability to work independently with minimal supervision