Job Description
Join our dynamic team as a Compliance Officer with unprecedented flexibility! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying a customizable schedule. This hybrid role offers 3-day in-office collaboration with 2 remote workdays per week, allowing you to balance career growth with personal commitments. As a key guardian of our ethical standards, you'll work with cutting-edge compliance technologies and mentor junior staff in a supportive, growth-oriented environment.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments across banking operations
- Investigate and resolve compliance violations through documented action plans
- Train staff on regulatory updates and policy changes quarterly
- Prepare comprehensive reports for executive leadership and regulatory bodies
- Collaborate with legal team on policy revisions and enforcement strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Active CRCM or CAMS certification required
- Proficiency in compliance software (ComplianceEase, Wolters Kluwer)
- Exceptional written communication and documentation skills
- Ability to manage competing deadlines with minimal supervision