Job Description
Join our dynamic compliance team at Innovate Solutions Group, where flexibility meets professional excellence. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying a work-life balance with customizable hours. This role is perfect for professionals seeking autonomy in a supportive environment.
As a key member of our risk management division, you'll safeguard our organization's integrity by implementing compliance frameworks and monitoring regulatory changes. Enjoy hybrid work options with core hours between 9 AM - 3 PM, with flexibility to structure your remaining schedule around personal commitments.
Responsibilities
- Develop and maintain compliance policies aligned with federal regulations (FINRA, SEC, ACA)
- Conduct risk assessments and internal audits across financial operations
- Investigate potential compliance breaches and recommend corrective actions
- Train staff on regulatory requirements and ethical standards
- Prepare comprehensive compliance reports for executive leadership
- Monitor industry changes and update compliance procedures accordingly
- Collaborate with legal team on regulatory filings and documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and ACA requirements
- Excellent analytical and problem-solving abilities
- Proficiency in compliance software (e.g., OnBase, ComplianceEase)
- Strong written and verbal communication skills
- Certification (CRCM, CAMS, or CCEP) preferred
- Ability to work independently with minimal supervision