Job Description
Join our dynamic compliance team in sunny St. Petersburg, FL as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy hybrid work arrangements and customizable hours to fit your lifestyle. This pivotal role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks in a growing financial services firm. Apply today to become part of our innovative compliance culture where flexibility meets excellence.
Responsibilities
- Monitor regulatory changes and implement compliance policies for financial transactions
- Conduct internal audits and risk assessments across departments
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Train staff on compliance procedures and regulatory requirements
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical and problem-solving abilities
- Exceptional written and verbal communication skills
- Proficiency with compliance software and MS Office Suite
- CFMP or CRCM certification preferred