Job Description
Join our dynamic compliance team as a Compliance Officer with flexible hours in Indianapolis, IN. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance through customizable scheduling. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a fast-paced financial environment.
Our ideal candidate thrives in autonomous settings with minimal supervision. You'll collaborate with cross-functional teams while enjoying the freedom to structure your workday around peak productivity hours. This hybrid role offers 3 days in-office and 2 remote workdays weekly.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, SOX) and implement compliance policies
- Conduct internal audits and risk assessments across financial operations
- Investigate potential violations and prepare detailed incident reports
- Develop training materials for staff on compliance protocols
- Liaise with regulatory agencies during examinations
- Maintain electronic compliance records and documentation
- Advise leadership on emerging compliance risks
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Strong knowledge of federal/state financial regulations
- Exceptional written communication and documentation skills
- Proficiency in compliance software (e.g., ComplianceEase, Fusion)
- Ability to work independently with minimal supervision