Job Description
Join Oakland Financial Group as a Compliance Officer with premium flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy hybrid work options and competitive benefits in Oakland's dynamic financial sector.
Responsibilities
- Monitor regulatory changes and update compliance frameworks
- Conduct internal audits and risk assessments
- Develop/implement compliance policies and procedures
- Train staff on regulatory requirements
- Investigate compliance breaches and recommend corrective actions
- Prepare regulatory reports and documentation
- Collaborate with legal and audit teams
- Stay updated on FINRA, SEC, and California regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of regulatory frameworks (FINRA/SEC)
- Excellent analytical and problem-solving skills
- Ability to work independently with flexible scheduling
- Professional certifications (CRCM, CAMS) preferred
- Proficient in compliance management software
- Strong written and verbal communication skills