Job Description
Join our dynamic team as a Compliance Officer with flexible scheduling options! Regulatory Solutions Group is seeking a detail-oriented professional to ensure adherence to federal regulations and internal policies. Enjoy competitive compensation, comprehensive benefits, and the freedom to manage your work-life balance. Chandler-based position with hybrid work options available.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across departments
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal counsel on regulatory interpretations
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA/SEC regulations
- Proficiency with compliance management software
- Excellent written communication and analytical skills
- Certified Compliance & Ethics Professional (CCEP) preferred
- Ability to work independently with flexible hours