Job Description
Join our award-winning compliance team at Regulatory Shield Group, where we empower professionals with cutting-edge equipment to excel in regulatory oversight. As a Compliance Officer based in Cincinnati, you'll safeguard organizational integrity while leveraging industry-standard tools and technology. We provide all necessary equipment including secure workstations, specialized compliance software licenses, and mobile devices to ensure seamless remote monitoring. Enjoy competitive benefits, professional development opportunities, and a dynamic work environment committed to excellence.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (SOX, Dodd-Frank) and industry standards
- Conduct risk assessments and internal audits using provided compliance software platforms
- Investigate potential violations and recommend corrective actions through documented reports
- Train staff on regulatory changes using provided training materials and digital resources
- Collaborate with legal and senior leadership on policy updates and compliance frameworks
- Manage documentation systems using encrypted digital platforms and provided hardware
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certifications (CRCM, CAMS, or CCEP) strongly preferred
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical skills with attention to regulatory nuances
- Excellent communication abilities for cross-departmental training
- Experience with remote monitoring tools and provided equipment