Job Description
Join our dynamic team as a Compliance Officer in Stockton, CA! We provide all necessary equipment including ergonomic workstations, advanced compliance software licenses, and secure mobile devices. Enjoy competitive benefits, remote flexibility options, and opportunities for professional growth in a supportive environment. Equipment provided – you arrive ready to excel!
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain comprehensive compliance documentation
- Train staff on regulatory requirements and ethical standards
- Investigate non-compliance issues and recommend corrective actions
- Collaborate with legal and management teams on compliance strategies
- Prepare detailed reports for regulatory bodies and senior leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of federal/state regulations (e.g., Dodd-Frank, CCPA)
- Proficiency in compliance software (e.g., RSA Archer, OnBase)
- Excellent analytical and problem-solving skills
- Certification (CRCM, CCEP, or CCRM) preferred
- Ability to handle confidential information with discretion
- Valid California driver's license (required for occasional site visits)