Job Description
About Us: Midwest Financial Services is a leading regional institution dedicated to integrity, transparency, and growth. We are currently seeking a highly skilled Compliance Officer to join our team in Omaha, NE. This is a Direct Hire opportunity for a proactive professional who excels at navigating complex regulatory landscapes.
Why Join Us?
- Competitive salary and comprehensive benefits package.
- Opportunity for professional growth and development.
- Collaborative and inclusive work environment.
Job Summary:
We are looking for a detail-oriented Compliance Officer to ensure our organization adheres to all applicable laws, regulations, and internal policies. You will play a pivotal role in mitigating risk, conducting audits, and maintaining the trust of our clients and stakeholders.
Responsibilities
- Conduct regular internal audits and risk assessments to identify vulnerabilities in compliance programs.
- Monitor and interpret federal, state, and local regulations (e.g., SOX, HIPAA, state banking laws) to ensure operational compliance.
- Develop, implement, and update comprehensive compliance policies and procedures.
- Train staff on regulatory requirements and internal controls to foster a culture of compliance.
- Prepare and submit detailed compliance reports to senior management and regulatory bodies.
- Investigate and resolve compliance issues and non-conformities.
- Collaborate with legal and operations teams to address emerging regulatory challenges.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field (Master’s degree preferred).
- 3+ years of experience in a compliance, auditing, or risk management role within the financial services industry.
- Strong working knowledge of banking regulations, anti-money laundering (AML) laws, and know-your-customer (KYC) requirements.
- Certification such as CAMS, CRCM, or CFE is a plus but not mandatory.
- Excellent analytical, problem-solving, and decision-making skills.
- Strong written and verbal communication abilities.
- Ability to work independently and manage multiple priorities in a fast-paced environment.