Job Description
Join Austin's premier financial services leader as a Compliance Officer and kickstart your career with a $7,500 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence while shaping our compliance framework in a dynamic, growth-oriented environment. Enjoy competitive compensation, comprehensive benefits, and the opportunity to thrive in Austin's vibrant tech and finance hub.
Our Austin headquarters offers modern amenities, hybrid work flexibility, and a culture that values innovation and work-life balance. Plus, you'll be part of a team driving ethical excellence in one of America's fastest-growing cities.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (SEC, FINRA, CFPB)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare and submit regulatory reports with 100% accuracy
- Train staff on compliance policies and regulatory changes
- Collaborate with legal and executive teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation preferred
- Deep knowledge of FINRA, SEC, and state banking regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Experience with compliance software (e.g., LogicGate, Enablon)
- Ability to thrive in fast-paced, regulated environments