Job Description
Join our dynamic team as a Compliance Officer in Memphis, TN and receive a $5,000 sign-on bonus! Global Financial Solutions Inc. is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across our financial operations. This hybrid role offers competitive compensation, comprehensive benefits, and growth opportunities in a thriving industry. Help us maintain ethical standards while advancing your career in compliance.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and implement updated compliance protocols
- Conduct internal audits and risk assessments across all business units
- Develop and maintain compliance policies, procedures, and training programs
- Investigate and resolve compliance violations, documenting findings and corrective actions
- Liaise with legal counsel and regulatory bodies during examinations
- Lead compliance initiatives for new product launches and market expansions
- Generate regular compliance reports for senior leadership and board members
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Active CRCM or CAMS certification required
- Proficiency with compliance software (e.g., NICE Actimize, ComplyAdvantage)
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and investigative skills
- Experience managing compliance audits and examinations
- Excellent written/verbal communication and presentation abilities