Job Description
Join our dynamic team as a Compliance Officer and become a guardian of ethical business practices! At Global Financial Solutions Inc., we're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This is your chance to make a tangible impact while advancing your career in one of Oklahoma's thriving business hubs. Enjoy competitive compensation, comprehensive benefits, and a supportive culture that values integrity and innovation.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (e.g., SEC, FINRA, AML)
- Develop and implement robust compliance policies and procedures
- Conduct regular internal audits and risk assessments
- Provide compliance training to staff across all departments
- Investigate and resolve compliance violations or discrepancies
- Stay current on regulatory changes and advise leadership
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of regulatory frameworks (Dodd-Frank, SOX)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficient in compliance software and data analysis tools
- Excellent written/verbal communication skills
- Ability to handle sensitive information with discretion