Job Description
Join our dynamic team as a Compliance Officer and make an immediate impact in Nashville's thriving financial sector. We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across all operations. This is your opportunity to start tomorrow in a role that offers growth, competitive compensation, and the chance to shape our compliance framework. Apply today to become a guardian of integrity at one of Tennessee's most respected financial institutions.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Liaise with regulatory bodies during audits and inquiries
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Excellent analytical and problem-solving abilities
- Certification (CRCM, CAMS, or CCEP) preferred
- Advanced proficiency in compliance software and MS Office
- Exceptional communication and presentation skills