Job Description
Join Pittsburgh Financial Group's elite compliance team and safeguard our financial operations in the heart of downtown Pittsburgh. As a Compliance Officer, you'll be the guardian of regulatory integrity in a dynamic financial services environment. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most livable cities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to ensure organizational compliance
- Conduct internal audits and risk assessments across banking operations
- Develop and implement compliance policies, procedures, and training programs
- Collaborate with legal and audit teams on regulatory reporting and investigations
- Lead remediation efforts for compliance findings and regulatory inquiries
- Maintain compliance documentation and prepare regulatory filings
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 24, and 63/66 licenses required
- Advanced knowledge of banking regulations (Dodd-Frank, BSA/AML)
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., MetricStream, Wolters Kluwer)