Job Description
Join Delta Financial Services' award-winning compliance team in Baton Rouge! We're seeking a meticulous Compliance Officer to safeguard our operations in the financial services sector. In this pivotal role, you'll ensure adherence to federal regulations (including FINRA, SEC, and AML laws) while driving ethical standards across our organization. Enjoy competitive benefits, professional development opportunities, and a collaborative environment where your expertise directly impacts our clients' financial security.
Our Baton Rouge headquarters offers modern amenities, flexible scheduling options, and a commitment to work-life balance. As a locally trusted institution for over 25 years, we pride ourselves on integrity and community engagement. This position reports directly to our Chief Compliance Officer with clear growth pathways into senior leadership.
Responsibilities
- Monitor and interpret regulatory changes (Dodd-Frank, BSA/AML, OFAC) to update compliance policies
- Conduct internal audits and risk assessments for banking operations and lending practices
- Develop and deliver compliance training programs for 150+ employees
- Investigate potential violations and prepare regulatory reports for state/federal agencies
- Collaborate with legal counsel on compliance-related litigation and inquiries
- Maintain electronic monitoring systems for suspicious activity reporting (SARs)
- Lead quarterly compliance committee meetings with executive stakeholders
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Advanced knowledge of federal banking regulations and state LA compliance laws
- Proven experience with regulatory reporting systems (e.g., Wolters Kluwer, ComplyAdvantage)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Ability to manage multiple deadlines in a fast-paced environment