Job Description
Join our dynamic compliance team in the heart of Washington, DC and start making an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations. This role offers rapid onboarding and the opportunity to shape compliance frameworks in a fast-paced environment.
Responsibilities
- Monitor and interpret federal/state regulations (SEC, FINRA, CFPB)
- Develop/implement internal compliance policies and procedures
- Conduct internal audits and risk assessments
- Investigate potential compliance violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Train staff on compliance protocols and regulatory updates
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance experience in financial services
- Knowledge of DC regulatory landscape
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving skills
- Exceptional attention to detail