Job Description
Join our dynamic compliance team at Global Financial Services and become a guardian of regulatory excellence. As a Compliance Officer in Memphis, you'll play a pivotal role in ensuring our operations adhere to federal, state, and industry regulations while fostering a culture of integrity. This is your opportunity to make a tangible impact in the financial services sector while advancing your career in one of America's most vibrant cities.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to implement compliance protocols
- Conduct internal audits and risk assessments across business units
- Develop and maintain comprehensive compliance policies and procedures
- Train employees on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Liaise with regulators during examinations and audits
- Prepare compliance reports for senior management and board members
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal banking regulations and industry standards
- Certified Regulatory Compliance Manager (CRCM) or similar designation preferred
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance management software (e.g., OnBase, MetricStream)
- Excellent written and verbal communication skills