Job Description
Join our dynamic team as a Compliance Officer and enjoy the stability of weekly pay in Minneapolis's thriving financial sector! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks for our growing portfolio of clients. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance strategies in a forward-thinking organization.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, CFTC) to update compliance frameworks
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for 100+ employees
- Manage regulatory reporting requirements with zero-failure tolerance
- Collaborate with legal and audit teams on policy development
- Lead investigations of potential compliance violations
- Prepare executive dashboards on compliance KPIs and trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (required)
- 3+ years compliance experience in financial services (required)
- Series 63/65/66 licenses (or willingness to obtain within 90 days)
- Advanced knowledge of AML, KYC, and anti-fraud protocols
- Proficiency in compliance software (e.g., Certegy, NICE Actimize)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional written/verbal communication skills