Job Description
Join Boston Financial Partners as a Compliance Officer and enjoy unprecedented flexibility while safeguarding regulatory integrity. We empower our team with adjustable schedules (core hours 10am-3pm) and remote work options, ensuring optimal work-life balance. This pivotal role combines rigorous regulatory oversight with modern fintech innovation in Boston's dynamic financial district.
Our commitment to professional growth includes quarterly compliance certifications, mentorship programs, and industry conference sponsorships. Work alongside industry veterans in a culture that values both precision and innovation.
Responsibilities
- Monitor and interpret evolving federal/state regulations (SEC, FINRA, MA DFR)
- Develop/update internal compliance policies and procedures
- Conduct risk assessments and internal audits
- Train staff on regulatory requirements and ethical practices
- Investigate and resolve compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and audit teams
- Implement AML/KYC procedures
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience
- Certifications (CRCM, CAMS, or CCEP) preferred
- Expertise in financial services regulations
- Strong analytical and problem-solving skills
- Exceptional written/verbal communication
- Proficiency in compliance software (e.g., OnBase, MetricStream)
- Ability to work independently with flexible schedules