Job Description
Join Lincoln Financial Group as a Compliance Officer and become a guardian of ethical excellence in the heart of Nebraska. We're seeking a detail-oriented professional to ensure regulatory adherence while driving innovation in financial services. Our Lincoln headquarters offers a collaborative environment where your expertise will directly impact our compliance framework and client trust. Enjoy competitive benefits, professional development opportunities, and the chance to work with industry leaders committed to integrity and growth.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, etc.)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide guidance to departments on regulatory requirements and policy updates
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal teams on regulatory changes and industry best practices
- Maintain accurate compliance documentation and reporting
- Train staff on compliance protocols and ethical standards
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and industry standards
- Certified Regulatory Compliance Manager (CRCM) designation a plus
- Exceptional analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency with compliance software and data analysis tools
- Ability to thrive in fast-paced, regulated environments