Job Description
Join our dynamic compliance team at Nexus Financial Solutions, a leading fintech innovator in the heart of San Francisco's Financial District. We're seeking a detail-oriented Compliance Officer to safeguard our operations while driving ethical growth in a rapidly evolving regulatory landscape. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape compliance strategy in a collaborative environment.
Responsibilities
- Develop and implement robust compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits to identify regulatory gaps
- Monitor regulatory updates and provide actionable guidance to stakeholders
- Lead investigations of compliance violations and recommend corrective actions
- Design and deliver compliance training for 200+ employees
- Prepare regulatory filings and management reports
- Collaborate with legal, audit, and business units to ensure cohesive compliance framework
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- CCEP or CAMS certification required
- Expert knowledge of federal/state regulations (Dodd-Frank, AML, CCPA)
- Strong analytical skills with proficiency in compliance software (e.g., MetricStream)
- Exceptional communication skills for stakeholder engagement
- Experience managing compliance in high-growth environments