Job Description
Join Nevada Financial Services as a Compliance Officer and become a guardian of regulatory excellence in Reno's thriving financial sector. We're seeking a meticulous professional to ensure our operations adhere to federal, state, and industry regulations while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in Nevada's dynamic compliance landscape.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, NMLS) to implement updated compliance protocols
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for 150+ employees
- Manage suspicious activity reporting and BSA/AML investigations
- Prepare regulatory filings and maintain compliance documentation
- Collaborate with legal and executive teams on compliance strategy
- Lead remediation efforts for audit findings and regulatory inquiries
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of federal/state financial regulations
- Proficient in compliance management software (e.g., OnBase, Certify)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for reporting
- Ability to thrive in fast-paced regulatory environment