Job Description
Join our dynamic team as a Compliance Officer at Global Financial Solutions Inc. in Kansas City, MO. You'll play a pivotal role in ensuring regulatory adherence, mitigating risks, and fostering a culture of compliance excellence. This position offers the opportunity to work with industry leaders while making a tangible impact on our organization's integrity and growth.
Responsibilities
- Monitor and interpret federal, state, and industry regulations (e.g., FINRA, SEC, AML)
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and risk assessments across departments
- Train employees on compliance requirements and ethical practices
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance initiatives
- Prepare regulatory reports and maintain compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of regulatory frameworks (e.g., Dodd-Frank, BSA/AML)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency with compliance management software
- Ability to thrive in a fast-paced, regulated environment