Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Baton Rouge, LA. You'll be instrumental in ensuring regulatory adherence, mitigating risks, and fostering an ethical corporate culture. This premium opportunity offers competitive compensation, professional development, and the chance to make a tangible impact in the financial services sector.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations
- Conduct internal audits and investigations to identify compliance gaps
- Provide training to staff on regulatory requirements and ethical practices
- Stay updated on evolving compliance laws (e.g., FINRA, SEC, AML)
- Prepare detailed compliance reports for executive stakeholders
- Collaborate with legal and risk management teams
- Respond to regulatory inquiries and examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency with compliance software (e.g., Compliance.ai, MetricStream)
- Detail-oriented with ability to manage multiple priorities