Job Description
Join Alaska Financial Group as a Compliance Officer and become a guardian of regulatory excellence in Anchorage's dynamic financial landscape. We're offering a competitive $15,000 sign-on bonus for qualified candidates who can navigate complex regulatory frameworks and drive compliance initiatives. In this pivotal role, you'll safeguard our operations against financial crimes while ensuring adherence to federal and state regulations. Our collaborative team values integrity, innovation, and community impact—perfect for professionals ready to make their mark in Alaska's growing compliance sector. Apply today to secure your bonus and advance your compliance career!
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and Alaska state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical conduct standards
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Liaise with legal counsel and external auditors during examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Active FINRA Series 7, 24, or 27 certification required
- Deep knowledge of AML, BSA, and anti-fraud regulations
- Exceptional analytical skills with attention to regulatory detail
- Strong written/verbal communication and presentation abilities
- Experience with compliance software (e.g., NASD, ComplyAdvantage)
- Ability to thrive in fast-paced, deadline-driven environments