Job Description
Join our dynamic compliance team in Seattle and enjoy the security of weekly pay! As a Compliance Officer at Pacific Northwest Financial Group, you'll safeguard regulatory integrity while advancing your career in a fast-paced financial environment. We offer competitive compensation, comprehensive benefits, and a culture that values professional growth. Apply today to start your journey with us!
Responsibilities
- Monitor regulatory changes and ensure adherence to federal/state compliance standards
- Develop and implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Prepare detailed compliance reports for senior leadership
- Train staff on compliance protocols and regulatory updates
- Collaborate with legal and risk management teams
- Manage compliance documentation and record-keeping systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Knowledge of FINRA, SEC, and banking regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency with compliance software (e.g., ComplianceEase, Fusion)
- Certification (CRCM, CAMS, or CCEP) preferred