Job Description
Join our award-winning compliance team in Denver's thriving financial district! We're seeking a meticulous Compliance Officer to safeguard our operations against regulatory risks while fostering a culture of ethical integrity. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most dynamic cities.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, CFPB) and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial products
- Develop employee training programs on anti-money laundering and fraud prevention
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and operations teams on policy development
- Investigate potential violations and recommend corrective actions
- Lead compliance initiatives for new market expansions
Qualifications
- Bachelor's degree in Finance, Business Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industries
- Active CRCM or CCEP certification required
- Expert knowledge of federal/state banking regulations (Dodd-Frank, BSA/AML)
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities