Job Description
Join our dynamic team at Madison Financial Group as a Compliance Officer and enjoy the benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. This is your opportunity to make a tangible impact in Madison's thriving financial sector while enjoying timely compensation. Apply today and start your rewarding career with us!
Responsibilities
- Monitor regulatory changes and implement updated compliance procedures
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership
- Collaborate with legal teams on regulatory filings
- Ensure adherence to FINRA, SEC, and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Excellent analytical and problem-solving skills
- Exceptional written and verbal communication abilities
- Proficiency in compliance management software
- Ability to thrive in a fast-paced, deadline-driven environment