Job Description
Join our dynamic team as a Compliance Officer in Miami with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy competitive compensation, comprehensive benefits, and a supportive environment where your expertise drives organizational integrity.
Global Financial Services Inc. is a leading financial institution committed to ethical practices and employee well-being. This hybrid role offers 3-day in-office flexibility with remote work options, perfect for professionals seeking autonomy without compromising career growth.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (FINRA, SEC, AML)
- Develop/implement compliance policies and procedures
- Conduct risk assessments and internal audits
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance requirements and best practices
- Stay updated on regulatory changes and advise leadership
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance/regulatory experience
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency in compliance software (e.g., ComplySci, MetricStream)
- Ability to work independently with flexible schedules