Job Description
Join our dynamic compliance team at Delta Financial Solutions, a leading financial institution committed to ethical excellence. We're seeking a meticulous Compliance Officer to safeguard regulatory integrity in Stockton's thriving financial sector. This hybrid role combines strategic oversight with hands-on implementation of compliance frameworks, offering growth opportunities in a supportive environment.
Responsibilities
- Develop and maintain compliance policies aligned with federal/state regulations (FinCEN, BSA, AML)
- Conduct risk assessments and internal audits across banking operations
- Train staff on regulatory updates and ethical protocols
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal team on regulatory filings and reporting
- Monitor transaction patterns for suspicious activity (SAR preparation)
- Stay current on evolving compliance technology and industry standards
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software (e.g., Actimize, NICE Actimize)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Knowledge of California financial regulations
- Ability to thrive in fast-paced, regulated environments