Job Description
Join our dynamic team as a Compliance Officer and start making an impact tomorrow! Chandler Financial Solutions is seeking a detail-oriented professional to ensure regulatory adherence across all operations. This urgent opening offers immediate onboarding for qualified candidates ready to uphold our commitment to ethical standards and risk mitigation. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment in Chandler's thriving business district.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain compliance training programs for 200+ employees
- Investigate potential violations and prepare detailed regulatory reports
- Collaborate with legal counsel on policy updates and enforcement actions
- Lead AML/KYC program implementation and monitoring
- Manage compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 3+ years compliance experience in financial services
- CAMS or CRCM certification required
- Advanced knowledge of FINRA rules and SEC regulations
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., Adenza, MetricStream)
- Excellent written/verbal communication abilities
- Ability to thrive in fast-paced, deadline-driven environments