Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer and become a guardian of regulatory integrity in the financial hub of Newark. This pivotal role offers the opportunity to shape our compliance framework while safeguarding our operations against evolving regulatory landscapes. We offer competitive compensation, comprehensive benefits, and a collaborative environment dedicated to professional growth. If you're passionate about ethical standards and regulatory excellence, apply today to make a meaningful impact.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC) and state-specific requirements
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate potential violations and prepare comprehensive incident reports
- Train staff on regulatory updates and compliance protocols
- Collaborate with legal and executive teams on policy revisions
- Manage reporting processes to regulatory bodies (e.g., SAR filings)
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- Certifications (CRCM, CAMS, or CCEP) preferred
- Expert knowledge of AML/BSA, KYC, and Dodd-Frank regulations
- Strong analytical and investigative skills
- Excellent written communication and documentation abilities