Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Kansas City, MO. We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our operations. This pivotal role offers growth opportunities in a forward-thinking environment with competitive compensation and comprehensive benefits.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement compliance protocols
- Conduct internal audits and risk assessments for financial transactions
- Develop/update compliance policies and procedures aligned with industry standards
- Train staff on regulatory requirements and ethical guidelines
- Investigate potential compliance breaches and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulators
- Liaise with legal counsel on compliance-related matters
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Deep knowledge of federal/state banking regulations
- Strong analytical and problem-solving abilities
- Exceptional written/verbal communication skills
- Proficiency with compliance software (e.g., ComplianceEase, Wolters Kluwer)