Job Description
Join our dynamic compliance team in Philadelphia and become a guardian of regulatory excellence. As a Compliance Officer at Global Financial Services Inc., you'll ensure adherence to federal and state regulations while driving ethical business practices. We offer a collaborative environment with competitive benefits and opportunities for professional growth in the heart of Philadelphia's financial district.
Responsibilities
- Monitor and interpret regulatory changes (FinCEN, SEC, CFTC) for banking operations
- Develop and implement internal compliance policies and procedures
- Conduct risk assessments and internal audits across business units
- Investigate potential compliance violations and recommend corrective actions
- Train staff on regulatory requirements and ethical standards
- Prepare comprehensive compliance reports for executive leadership
- Liaise with external regulators during examinations and inquiries
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of AML, BSA, and Dodd-Frank regulations
- Strong analytical and problem-solving abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Excellent written and verbal communication skills
- Ability to thrive in fast-paced regulatory environments