Job Description
Join our dynamic team as a Compliance Officer in sunny Chula Vista! We're seeking a detail-oriented professional to safeguard our regulatory integrity while driving ethical business practices. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a thriving Southern California community. If you're passionate about compliance excellence and want to contribute to a company that values integrity above all, apply today!
Responsibilities
- Monitor and interpret federal, state, and local regulations to ensure organizational compliance
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments across all departments
- Investigate compliance violations and recommend corrective actions
- Collaborate with legal and executive teams to align compliance strategies
- Prepare detailed compliance reports for stakeholders and regulatory bodies
- Stay updated on industry changes and emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field
- 3+ years of compliance experience in regulated industries
- Strong knowledge of FINRA, SEC, and California DOL regulations
- Certified Compliance and Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software (e.g., Diligent, OneTrust)
- Excellent written and verbal communication skills
- Ability to handle confidential information with discretion