Job Description
Join our dynamic compliance team and safeguard our organization's integrity! We're urgently seeking a meticulous Compliance Officer to ensure adherence to federal regulations, internal policies, and industry standards in Kansas City's thriving financial sector. This high-impact role requires proactive monitoring, risk assessment, and process optimization to maintain regulatory excellence.
Why Join Us? Competitive compensation package, comprehensive benefits, and opportunities for professional growth in a supportive environment. Apply today and make a difference in regulatory compliance!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to update compliance frameworks
- Conduct internal audits and risk assessments across banking operations
- Develop and implement compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams to ensure policy alignment
- Prepare detailed compliance reports for executive stakeholders
- Manage vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Advanced knowledge of banking regulations and risk management frameworks
- Proficient in compliance software (e.g., Compliance.ai, MetricStream)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with cross-functional teams
- Experience managing compliance audits and investigations