Job Description
Join our dynamic compliance team and become a guardian of regulatory excellence at Global Financial Solutions Inc. We're seeking a meticulous Compliance Officer to ensure adherence to federal, state, and industry regulations in our fast-paced financial services environment. This role offers immediate start opportunities for proactive professionals ready to make an impact in Los Angeles' thriving business district. Enjoy competitive compensation, comprehensive benefits, and career advancement opportunities in a company that values integrity and innovation.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, CFPB) to update compliance frameworks
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, operations, and audit teams to ensure alignment
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Manage compliance documentation and retention protocols
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or regulated industry
- Strong knowledge of federal/state financial regulations (Dodd-Frank, AML, KYC)
- Certified Regulatory Compliance Manager (CRCM) or similar designation required
- Exceptional analytical skills with attention to detail
- Proficient in compliance software (e.g., RSA Archer, MetricStream)
- Excellent written/verbal communication skills for complex documentation