Job Description
Immediate Hire Opportunity: Join Nashville's Premier Financial Compliance Team!
Nashville Financial Group is seeking a highly skilled Compliance Officer to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. This critical role offers immediate placement in our Nashville headquarters, where you'll be instrumental in maintaining our industry-leading compliance framework.
As a key member of our risk management division, you'll collaborate with cross-functional teams to interpret complex regulations, implement robust controls, and foster a culture of compliance excellence. If you're detail-oriented with a passion for regulatory stewardship, this is your chance to make an immediate impact in Music City's thriving financial sector.
Responsibilities
- Monitor and interpret evolving federal/state financial regulations (SEC, FINRA, FTC)
- Develop, implement, and audit internal compliance policies/procedures
- Conduct risk assessments and remediation initiatives
- Manage compliance training programs for 200+ employees
- Investigate and resolve regulatory inquiries/audits
- Collaborate with legal team on regulatory filings
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of SEC/FINRA regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced proficiency in MS Office and compliance software
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environment